{"head":{"title":"How to Build an Investment Platform | OceanLab","description":"How to build an investment platform: onboarding, suitability, portfolios, orders, custody data, reporting, investor portals, compliance and cost drivers.","canonical":"https://oceanlab.in/build/investment-platform"},"slug":"investment-platform","featured":[{"meta":{"slug":"capstan","industry":"wealth","projectType":"Fund investor portal","country":"us","tags":["fintech","enterprise"],"compliances":["Regulation D","Investment Company Act 3(c)(7)","Cayman Private Funds Act","FATCA","CRS","ESIGN Act and UETA","Cayman Electronic Transactions Act","GDPR","Cayman Data Protection Act","Regulation S-P"],"cover":{"src":"/case-studies/capstan/01-home.png","width":1440,"height":1000}},"text":{"en":{"title":"Capstan - Fund Investor Portal and GP Console with Wire-Fraud Controls","description":"Designed and built a clickable GP and administrator console for a New York private equity manager with a Delaware fund and a Cayman feeder: capital calls and distributions followed to settlement, an investor register with KYC and tax form status for each LP, and bank detail changes that need a signature, a callback and a second approver before any money moves.","category":"Wealth & Investing / Fund Investor Portal","client":"Ellery Bight Partners"}}},{"meta":{"slug":"fjrd","industry":"wealth","projectType":"Robo-advisor app","country":"se","tags":["fintech"],"compliances":["MiFID II","Securities Markets Act (LVM)","ESMA suitability guidelines","Delegated Regulation (EU) 2021/1253","Delegated Regulation (EU) 2017/565","SFDR","PRIIPs","Swedish AML Act (2017:630)","FATCA and CRS","GDPR"],"cover":{"src":"/case-studies/fjrd/01-home.png","width":1440,"height":1000}},"text":{"en":{"title":"Fjärd - 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Stock and ETF Trading App with the Income Tax Explained","description":"Designed and built a clickable investor app for a Brazilian broker trading B3 stocks and ETFs: patrimônio at a glance, a market overview, an asset page with an order ticket that shows the lot and fractional split before sending, a portfolio at average price, and a tax centre that works out the monthly DARF.","category":"Wealth & Investing / Stock & ETF Trading","client":"Aroeira Investimentos"}}},{"meta":{"slug":"sextant","industry":"wealth","projectType":"Portfolio reporting","country":"us","tags":["fintech","ai","enterprise"],"compliances":["Investment Advisers Act of 1940","SEC Marketing Rule (206(4)-1)","Custody Rule (206(4)-2)","Form ADV","Books and Records Rule (204-2)","Regulation S-P"],"cover":{"src":"/case-studies/sextant/01-home.png","width":1440,"height":1000}},"text":{"en":{"title":"Sextant - Multi-Custodian Portfolio Reporting with Advisor-Reviewed AI Commentary","description":"Designed and built a clickable portfolio reporting platform for a Denver investment adviser with client assets at three custodians: daily reconciliation against custodian files, household views with performance gross and net of fees, and quarterly AI commentary that may only cite engine numbers and needs advisor and compliance sign-off.","category":"Wealth & Investing / Portfolio Reporting","client":"Whitlock Ridge Advisors"}}},{"meta":{"slug":"waymark","industry":"wealth","projectType":"Advisor portal","country":"gb","tags":["fintech","enterprise"],"compliances":["FCA COBS 9 and 9A","Consumer Duty (PRIN 2A)","FCA FG21/1","MiFID II costs and charges","SM&CR","UK GDPR","Data Protection Act 2018"],"cover":{"src":"/case-studies/waymark/01-home.png","width":1440,"height":1000}},"text":{"en":{"title":"Waymark - Advisor Portal with Suitability Reports Built From the Case","description":"Designed and built a clickable advisor portal for a UK wealth firm's financial planners: a daily home with reviews due and alerts, a segmented client book, a Client 360 for every household, an advice case board and a suitability report builder that will not issue a report until the checks and approvals are in place.","category":"Wealth & Investing / Advisor Portal","client":"Wexcombe Hale Wealth"}}}]}